regulated by the Australian Securities and Investments Commission; Merrill Lynch (Hong Kong}: Merrill Lynch (Asia
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regulated by the Securities and Futures Bureau; DSP
regulated by the Securities and Exchange Board of India; PT Merrill Lynch (Indonesia): PT Merrill Lynch Indonesia
unless permitted by the securities laws of Hong Kong or
the public in Hong Kong or Singapore and (iii) the placement of securities or interests to the public in Hong Kong and
Inc. and its affiliates. The securities are not sponsored
primarily public and private equity securities
securities and partnership interests in non-US. entities or (ii) contribute
Morgan Stanley managed or co-managed a public offering (or 144A offering) of securities of Apollo Global Management LLC
Morgan Stanley may have an investment of less than 1% in securities/instruments
through which the Fed provides loans to help support the issuance of asset-backed securities (which would in
as well as marketable securities; **short-term debt also includes current portion of longterm
the enforcement actions taken by securities and
regulated by the Australian Securities and Investments Commissio
_ fianance/transaction —_ securities servicing (parallel currency