… of us has expressed in this research report accurately reflect each of our respective personal views about the subject securities and issuers. We also certify that no part of our respective compensation was, is, or will be, directly or indirectly, related to the specific recomme...
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…hing on their customers. An elaborate house of cards had been constructed in which bad consumer loans were bundled into securities, which, were certified as sound by rating agencies paid by the banks and then insured via credit-default swaps. One risky bet was stacked on top of a...
… in Chicago Steven Munro Elkman Client Advisor Managing Director Deutsche Bank Alex. Brown A Division of Deutsche Bank Securities, Inc. 280 Park Avenue, 3 East New York, NY 10017 phone fax This communication may contain confidential and/or privileged information. If you are not...
THE UNITS HAVE NOT BEEN AND WILL NOT BE REGISTERED
give rise to substantial risk and are not available to or suitable for all investors. We have described some of the risks associated with certain
total returns are pre-tax and are calculated using daily time-weighted returns in which cash and securities
give rise to substantial risk and are not available to or suitable for all investors. We have described some of the risks associated with certain investments
…stment partnership is one in which substantially all of the entity’s assets are investment-type assets, such as certain securities, real estate, interests in partnerships, commodities, cash or cash equivalents, or derivative contracts related to those assets. Tighten up conserva...
… handicap. Similarly, we should not start buying anything just because we think Qe3 is coming in the US (in the form of securities purchases, a permanently controlled long bond, etc). [4] When we began this year, I made the following decision: we would risk underperforming if th...
AND WITHOUT LIMITING THE GENERALITY OF THE FOREGOING: (I) SUCH
…t be replaced. If there are any changes to the list during the quarter we will publish the change in a research report. Securities are intended to stay on the list for one quarter, though some may be chosen for the next quarter’s list. We will publish performance quarterly Table...
…an. 16. Robert Citron, 87. He was the treasurer of Orange County, California, in 1994, when his bad bets on derivative securities lost about $1.7 billion, causing what was then the biggest U.S. municipal bankruptcy. Died Jan. 16. Pauline Phillips, 94. To millions of U.S. newspa...
…ves or capital the institutions have on hand. At the same time, the institutions earn less and less income from any new securities purchases. This has happened slowly, and, with the curve bending downwards in working populations, quickly. Someone will have to explain to the pens...
THE UNITS ARE SECURITIES OF A FOREIGN ISSUER. NEITHER THE
…eplaced. If there are any changes to the list during the quarter we will promptly publish a note explaining the change. Securities are intended to stay on the list for one quarter, though some may be chosen again for the next quarter’s list. Bankof America 2 Top 10 US Ideas Quar...