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the president as a member of its senior management in its
document IMAGES-007-HOUSE_OVERSIGHT_022530.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

…st of liabilities when they merge with or acquire another company, including those aris- ing out of contracts, torts, regulations, and statutes. As a gen- eral legal matter, when a company merges with or acquires another company, the successor company assumes the prede- cessor co...

10 Rockefeller Plaza 900 17th Street NW 99 High Street, 17th Floor
document IMAGES-001-HOUSE_OVERSIGHT_012078.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

…engagement process with companies. Rockefeller & Co. may take different approaches with other companies and there is no guarantee that any engagement effort will be successful. Certain information contained in these materials may constitute “forward-looking statements” and/or may...

enforceability of existing corporate governance rules and a lack
document IMAGES-001-HOUSE_OVERSIGHT_012093.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

…anies to sue directors of subsidiary firms, 3) lowering eligibility thresholds for filing representative lawsuits, 4) regulating compensation for controlling shareholders and management, as well as 5) introducing mandatory electronic and cumulative voting.!! One of the most ambi...

Emerging market central banks have pioneered
document IMAGES-009-HOUSE_OVERSIGHT_026721.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

…rporate bonds and equities Typically, the development of the investment tranche starts with asset-backed securities (figure 32). The majority of central banks are comfortable managing investment grade government debt internally and perceive high grade asset-backed securities as...

modified will not likely change the outlook. LM feels its strong positioning in global
document IMAGES-002-HOUSE_OVERSIGHT_014354.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

modified will not likely change the outlook. LM feels its strong positioning in global distribution and product sets bodes well to perform in a new fiduciary world. ¢ Additionally, a lower potential U.S. corporate tax rate will not change its cash tax rate which is likely to be...

Tejpreet Singh Chopra
document IMAGES-004-HOUSE_OVERSIGHT_017068.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

Calvin Chin John Chipman Cho Dong-Sung H. S. Cho Ken Choi Ashwin C. Choksi Eric Chol Tejpreet Singh Chopra Niels B. Christiansen Victor L. L. Chu Amy Chua Anatoly B. Chubais Ganhuyag Chuluun Hutagt Euisun Chung Sureyya Ciliv Jean-Frangois Cirelli Liz Claman Alan Clark He...

Mark Penn*1g% Corp VP of Strategic Projects (reports to the CEO)
document IMAGES-004-HOUSE_OVERSIGHT_017579.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

… CEO of Public and Senior Markets, UnitedHealth Group ($30 billion division). *Dan Rosensweig *1z% CEO, Chegg. Fmr CEO, Guitar Hero. Fmr CoO, Yahoo. *Robert Rubin*1¢% Co-Chairman, Council on Foreign Relations. Fmr U.S. Secretary of the Treasury (1995-1999). Fmr Director, National...

clientele in place. They can spin off their lending operations as separate ventures to
document IMAGES-001-HOUSE_OVERSIGHT_011100.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

… How can anyone know for sure that omnibus funds and independent lending banks will do better? I think omnibus funds figure to win despite that advantage for banks. Lending Banks This is the area least clear to me. Banks as we know them begin with expertise, systems and client...

¢ S&P Global (NYSE: SPGI), a provider or markets data and analytics, has agreed to
document IMAGES-006-HOUSE_OVERSIGHT_021103.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

More M&A ¢ S&P Global (NYSE: SPGI), a provider or markets data and analytics, has agreed to set to acquire Panjiva, a New York-based provider of supply chain data. WWW. panjiva.com ¢ The Adecco Group, a Swiss human resources services firm, has acquired Vettery, a New York-based...

Forward-Looking Statements
document IMAGES-007-HOUSE_OVERSIGHT_024009.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

… INVESTORS IN VARIOUS STATES OF THE U.S. AS WELL AS CERTAIN NON-U.S. JURISDICTIONS. IN ACCORDANCE WITH U.S. TREASURY REGULATIONS GOVERNING PRACTICE BEFORE THE INTERNAL REVENUE SERVICE (CIRCULAR 230), THE FUND HEREBY INFORMS THE INVESTORS THAT (A) THE INFORMATION BELOW (OR OTHERW...