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Pacific) Limited
document Pacific) Limited House Oversight Committee — Epstein Estate Records (Nov 2025)

regulated by the Hong Kong Securities and Futures Commission (HKSFC) and the Hong Kong Monetary Authority (HKMA); Merrill Lynch (Singapore): Merrill Lynch (Singapore)

(Japan)
document (Japan) House Oversight Committee — Epstein Estate Records (Nov 2025)

a registered securities dealer under the Financial Instruments and Exchange Act in Japan; is distributed in Hong Kong by Merrill Lynch (Hong Kong)

Association
document Association House Oversight Committee — Epstein Estate Records (Nov 2025)

Japan; the Japan Securities Dealers Association; and the Type II Financial Instruments Firms Association. The product/service may not be offered or sold

Asia International Limited
document Asia International Limited House Oversight Committee — Epstein Estate Records (Nov 2025)

…ngapore by Morgan Stanley Asia (Singapore) Pte. (Registration number 199206298Z) and/or Morgan Stanley Asia (Singapore) Securities Pte

Lynch (Japan)
document Lynch (Japan) House Oversight Committee — Epstein Estate Records (Nov 2025)

a registered securities dealer under the Financial Instruments and Exchange Act in Japan; is issued and distributed in Hong Kong by Merrill Lynch (Hong Kong) which is regulated

Securities. None Of Mlpf&S
document securities. None of MLPF&S House Oversight Committee — Epstein Estate Records (Nov 2025)

any of its affiliates or their research analysts has any authority whatsoever to make any representation or warranty on behalf of the issuer(s). BofA Merrill Lynch

Regulatory Commission
document REGULATORY COMMISSION House Oversight Committee — Epstein Estate Records (Nov 2025)

AND/OR THE CHINA SECURITIES REGULATORY COMMISSION

Cannabis Investment Report | December 2017
document IMAGES-008-HOUSE_OVERSIGHT_024772.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

…d U.S. Stock Markets Toronto Stock Exchange (TSX) Largest exchange in Canada and one of Canada TSX Venture Canadian Securities Exchange (TSXV) Exchange (CSE) Nasdaq/NYSE Affiliate of the TSX for smaller capitalization Perceived as the “OTC’ of the United States Largest an...

Recourse to the Fund’s Assets
document IMAGES-007-HOUSE_OVERSIGHT_024079.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

…pecific modifications to the Fund’s operations in consequence thereof. A major recession or adverse developments in the securities or credit markets might have an impact on some or all of the Fund’s investments. A sustained period of inactivity and/or low valuations 68 CONTROL N...

Investment in the Units involves a substantial degree of risk and should be regarded as speculative.
document IMAGES-008-HOUSE_OVERSIGHT_024477.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

…cts on earnings resulting from increased amortization of goodwill, increased interest costs, the issuance of additional securities and difficulties related to the integration of the acquired business. No assurance can be given as to the success of the Company in executing and int...

Industrial production Unemployment rates - core vs. periphery
document IMAGES-008-HOUSE_OVERSIGHT_025218.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

…8 2009 2010 2011 0% aa ae ; Source: INE, CSO, ISTAT, NSS, Eurostat, Bundesbank, J.P. Morgan Ve7O gf TOG 188 TO 1D ZO aT Securities LLC, J.P. Morgan Private Bank. Periphery =Portugal, Ireland, lialy, Source: J.P. Morgan Private Bank, Bankof Spain, Bankof Portugal, OECD, Greece, Sp...

by remaining overweight US corporate high yield
document IMAGES-003-HOUSE_OVERSIGHT_014599.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

…risks, we remain comfortable funding tactical tilts out of investment grade fixed income. Treasury Inflation-Protected Securities (TIPS) TIPS fared better than nominal bonds in 2016, delivering a positive mid-single-digit return. Their outperformance was driven by the recovery i...

Appendix — Useful Links
document IMAGES-006-HOUSE_OVERSIGHT_021074.txt Aug 5, 2010 House Oversight Committee — Epstein Estate Records (Nov 2025)

…, tax or any other advice. Furthermore, this report is not to be construed as a solicitation or an offer to buy or sell securities in any entity, including any entity that is associated with the Contributors. The information contained in this report has been compiled from public...

& Wealth Management
document IMAGES-009-HOUSE_OVERSIGHT_026825.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

… both Charles Schwab & Co. and Merrill Lynch & Co, Inc. Before joining the private sector, Mr. Kelly served at the U.S. Securities and Exchange Commission as Chief Spokesman as well as the U.S. Department of Justice as Assistant to the Director for Policy Development where he foc...