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rules. Bank of America Merrill Lynch International Limited, Frankfurt Branch (BAMLI Frankfurt) distr
document IMAGES-002-HOUSE_OVERSIGHT_014430.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

…and BofA is report. hat the recipient received this report pursuant to a contract PF&S may be deemed to be acting as an investment adviser, such status relates, if at all, solely to the beyond the delivery of this report (unless otherwise agreed specifically in ncluding transacti...

Reprinted with permission of Hedgeweek
document IMAGES-005-HOUSE_OVERSIGHT_019860.txt Jul 21, 2010 House Oversight Committee — Epstein Estate Records (Nov 2025)

…- ous aspects of recent financial regulation have been positive for the industry. For example, the requirement for many investment advisers to register with the U.S. Securities and Exchange Commission (“SEC”), one of the requirements of The Dodd—Frank Wall Street Reform and Consu...

November 21, 2011
document TEXT-001-HOUSE_OVERSIGHT_030814.txt Nov 21, 2011 House Oversight Committee — Epstein Estate Records (Nov 2025)

…to us, since energy cost and availability is central to how we think about growth, profits, stability and our portfolio investments. As part of this effort, I made a pilgrimage to Manitoba to spend a day with Vaclav Smil. Vaclav is one of the world’s foremost experts on energy, a...

Morgan Stanley | sesearcs NORTH AMERICA INSIGHT ~~
document IMAGES-008-HOUSE_OVERSIGHT_025586.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

… Stanley | sesearcs NORTH AMERICA INSIGHT ~~ known to, professionals in other Morgan Stanley business areas, including investment banking personnel. Morgan Stanley Research personnel may participate in company events such as site visits and are generally prohibited from accepti...

II’s address is 1720 W. Rio Salado Parkway, Suite A, Tempe, AZ 85281
document IMAGES-007-HOUSE_OVERSIGHT_024360.txt Feb 27, 2019 House Oversight Committee — Epstein Estate Records (Nov 2025)

…erational Trust III, of which Mr. Garcia III is a beneficiary together with his children. While Ernest Garcia II is the investment trustee over Ermest C. Garcia II Multi-Generational Trust II, the trust is irrevocable and he is not a beneficiary. While Ermest Garcia II and Ernest...

Investment Gold man
document IMAGES-009-HOUSE_OVERSIGHT_026968.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

Investment Gold man Management Important Information Division Performance / Estimated Income / Estimated Cash Flow. Past performance is not a guide of future results and may include investments no longer owned in current or closed accounts. Current performance may be lower or h...

While central bank investment tranches are
document IMAGES-009-HOUSE_OVERSIGHT_026718.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

While central bank investment tranches are in some ways comparable to sovereign portfolios, they are differentiated by the former's broader market functions While there are similarities in the approach taken to investment tranches (in terms of risk asset allocation and developm...

& Wealth Management
document IMAGES-009-HOUSE_OVERSIGHT_026826.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

… founding Principal of The Scowcroft Group, Eric D. K. Melby has extensive experience in telecommunications, energy and investment support. He also advises clients on market entry and geopolitical risk. Dr. Melby’s primary regions of focus are the Middle East and Asia. Dr. Melby...

Owner last Name Owner First Name Parcel Address Suite Mailing Address Suite City State Zip
document TEXT-001-HOUSE_OVERSIGHT_016698.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

… GEORGITSIS IRO GOFMAN ALEX & VANDYCK LINDA A ZOVKO MARY A & DESIMONE DANIEL P VAN DER HEIDE DOUGLAS & HONEYSUCKLE HILL INVESTMENT CO LEELANAU LAND LLC WOOD PATRICIA M JANSSEN EILEEN F MERRIEN JEANNINE P KLINGER BARBARA J PETRY ANNE C & KESSELMAN MARK L WREN WINSTON D GUSMAN IRWI...

Article 1. Wall Street Journal
document TEXT-001-HOUSE_OVERSIGHT_023458.txt Apr 16, 2011 House Oversight Committee — Epstein Estate Records (Nov 2025)

…sponsibility for the vulnerable and less fortunate. Basic standards of security for the elderly and poor and government investment in a more prosperous future, he said, can not only coexist with a tradition of “rugged individualists with a healthy skepticism of too much governmen...

Securities Act of 1933
document IMAGES-007-HOUSE_OVERSIGHT_024096.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

…e 501(a) under the Securities Act, that it is acquiring a Limited Partner Interest in the Fund for its own account, for investment purposes only and not with a view to resale or distribution, that it has received or has had access to all information it deems relevant to evaluate...

Certain ERISA Under the Employee Retirement Income Security Act of 1974, as
document IMAGES-007-HOUSE_OVERSIGHT_024067.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

… fiduciaries of prospective investors that are retirement plans subject to ERISA (“ERISA Plans”) must determine that an investment in the Fund is prudent, that such investment satisfies the requirement that plan assets be diversified and that such investment complies with the oth...

executing any short idea contained in this report
document IMAGES-002-HOUSE_OVERSIGHT_014395.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

… provision of research services for a separate fee, and in connection therewith MLPF&S may be deemed to be acting as an investment adviser, such status relates, if at all, solely to the person with whom MLPF&S has contracted directly and does not extend beyond the delivery of thi...

Thomas L. Friedman
document TEXT-001-HOUSE_OVERSIGHT_030268.txt May 28, 2011 House Oversight Committee — Epstein Estate Records (Nov 2025)

…less likely to get health checkups, apply sunscreen or open a savings account, and more likely to bet the farm on a bad investment. But the bias also protects and inspires us: it keeps us moving forward rather than to the nearest high-rise ledge. Without optimism, our ancestors m...