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Anti-Bribery Provisions
document IMAGES-007-HOUSE_OVERSIGHT_022520.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

The FCPA: Anti-Bribery Provisions Electricity Commission senior officials to travel to Michigan to inspect Company A's facilities. Because it is a lengthy international flight, Company A agrees to pay for business class airfare, to which its own employees are entitled for lengt...

2016 Future of Financials Conference
document TEXT-001-HOUSE_OVERSIGHT_014315.txt Nov 17, 2016 House Oversight Committee — Epstein Estate Records (Nov 2025)

2016 Future of Financials Conference Management and client bullishness implies further upside Price Objective Change Equity | 17 November 2016 Corrected Unauthorized redistribution of this report is prohibited. This report is intended for [email protected] Conference tone bull...

e focal nursery schools and child care centers, including church-affillated and other non-profit
document IMAGES-008-HOUSE_OVERSIGHT_024480.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

e focal nursery schools and child care centers, including church-affillated and other non-profit centers; e providers of child care services that operate out of homes; and « substitutes for group child care, such as relatives, nannies and stay-at-home parents. In many markets,...

Assume the following additional facts
document IMAGES-007-HOUSE_OVERSIGHT_022567.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

Assume the following additional facts: Under its company policy for a government transaction of this size, Company A requires both finance and compliance approval. The finance officer is concerned that the discounts to Distributor are significantly larger than what they have app...

the president as a member of its senior management in its
document IMAGES-007-HOUSE_OVERSIGHT_022530.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

the president as a member of its senior management in its annual filing with SEC and in annual reports. Additionally, the parent's legal department approved the retention of the third-party agent through whom the bribes were arranged despite a lack of documented due diligence and...

COLLABORATIVE INSIGHTS February 25, 2019
document IMAGES-008-HOUSE_OVERSIGHT_024917.txt Feb 25, 2019 House Oversight Committee — Epstein Estate Records (Nov 2025)

…any. Investors should not consider purchasing or selling securities based upon any information contained in sections of the report denoted as authored by Cowen Washington Research Group. Cowen Research Analyst Certification Each author of this research report hereby certifies t...

Kirkland & Ellis LLP
email TEXT-001-HOUSE_OVERSIGHT_019224.txt May 19, 2008 House Oversight Committee — Epstein Estate Records (Nov 2025)

…llis LLP 777 South Figueroa Street Los Angeles, CA 90017-580o May 19, 2008 VIA FACSIMILE Honorable Mark Filip Office of the Deputy Attorney General United States Department of Justice 950 Pennsylvania Avenue, N.W. Washington, D.C. 20530 Dear Judge Filip: Joe D. Whitley Alston & B...

Winner Woody Allen may have missed Hollywood’s
document TEXT-001-HOUSE_OVERSIGHT_013450.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

…ars Winner Woody Allen may have missed Hollywood’s biggest lovefest, but intrepid über movie publicist Peggy Siegal was there for every single party and every single step of the red carpet way. This year, her exclusive Oscar diary chronicles close encounters with Michelle William...

Kirkland & Ellis LLP
email TEXT-001-HOUSE_OVERSIGHT_010723.txt May 19, 2008 House Oversight Committee — Epstein Estate Records (Nov 2025)

…llis LLP 777 South Figueroa Street Los Angeles, CA 90017-5800 VIA FACSIMILE May 19, 2008 Honorable Mark Filip Office of the Deputy Attorney General United States Department of Justice 950 Pennsylvania Avenue, N.W. Washington, D.C. 20530 Dear Judge Filip: Joe D. Whitley Alston & B...

Practical Tips to Reduce FCPA Risk in Mergers and Acquisitions
document IMAGES-007-HOUSE_OVERSIGHT_022531.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

…se 08-02. That case involved special circumstances, namely, severely limited pre-acquisition due diligence available to the potential acquiring company, and, because it was an opinion release (i.e., providing certain assurances by DOJ concerning prospective conduct), it necessari...

 60 Years of Investigative Satire
document TEXT-001-HOUSE_OVERSIGHT_015032.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

 60 Years of Investigative Satire: The Best of Paul Krassner Introduction by Andy Borowitz Blurb by Art Spiegelman Click on this for a High Res Photo. What They Say About the Author “Paul’s own writing, in particular, seemed daring and ad...

scrutiny than modest and routine gifts and entertainment
document IMAGES-007-HOUSE_OVERSIGHT_022561.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

…f risk factors, is often counter- productive, diverting attention and resources away from those third parties that pose the most significant risks. DOJ and SEC will give meaningful credit to a company that implements in good faith a comprehensive, risk-based compliance program, e...

accused of sexual abuse. As the New Yorker reported, DA Vance declined to charge Harvey
document IMAGES-004-HOUSE_OVERSIGHT_016501.txt Oct 13, 2017 House Oversight Committee — Epstein Estate Records (Nov 2025)

accused of sexual abuse. As the New Yorker reported, DA Vance declined to charge Harvey Weinstein with a sex crime in 2015 even though investigators collected ample evidence that he had groped an actress without consent. See Jennie Suk Gersen, Why Didn’t the Manhattan DA Prosecut...

has taken steps to make certain that the code of conduct
document IMAGES-007-HOUSE_OVERSIGHT_022560.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

has taken steps to make certain that the code of conduct remains current and effective and whether a company has periodically reviewed and updated its code. Whether a company has policies and procedures that outline responsibilities for compliance within the company, detail prop...

In May of 2011, SEC entered into its first deferred
document IMAGES-007-HOUSE_OVERSIGHT_022579.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

77 In May of 2011, SEC entered into its first deferred prosecution agreement against a company for violating the FCPA.*® In that case, a global manufacturer of steel pipe products violated the FCPA by bribing Uzbekistan govern- ment officials during a bidding process to supply p...