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regulated by the Australian Securities and Investments Commission; Merrill Lynch (Hong Kong}: Merrill Lynch (Asia
regulated by the Securities and Exchange Board of India; PT Merrill Lynch (Indonesia): PT Merrill Lynch Indonesia
Inc. and its affiliates. The securities are not sponsored
primarily public and private equity securities
securities and partnership interests in non-US. entities or (ii) contribute
the enforcement actions taken by securities and
regulated by the Australian Securities and Investments Commissio
such as the Brazilian Securities and Exchange Commission (Comissao de Valores
or filed with the Central Bank of the United Arab Emirates or the Securities and Commodities Authority. If
regulated by the Australian Securities and Investments Commission; Merrill Lynch (Hong Kong): Merrill Lynch (Asia
with direct regulatory and oversight responsibilities of securities exchanges
FINRA assessed a $1 million penalty against E""Trade Securities and E""
accurately reflect each of our respective personal views about the subject securities and issuers. We also certify that no part of our respective compensation was, is, or will be, directly or indirectly, related to the specific recommendations or view expressed in this research...
Inc. As a broker dealer regulated by the Securities and Exchange Commission (“SEC”)