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U.S. Securities and Exchange Commission · 5 U.S. government · 5 J.P. Morgan Securities LLC · 5 Securities and Exchange Commission · 4 Israel Securities Authority · 4 Federal Government · 4

2,247 documents found

We are pleased to announce the publication of A Resource Guide to the U.S. Foreign Corrupt Practices

document IMAGES-007-HOUSE_OVERSIGHT_022497.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

FOREWORD We are pleased to announce the publication of A Resource Guide to the U.S. Foreign Corrupt Practices Act. The Foreign Corrupt Practices Act (FCPA) is a critically important statute for combating corruption around the globe. Corruption has corrosive effects on democratic...

which means that the value of the securities may go up or down in respect to the prospects

document Equity Investments. Equity investments are subject to market risk House Oversight Committee — Epstein Estate Records (Nov 2025)

which means that the value of the securities may go up or down in respect to the prospects

particular industry sectors and/or general economic conditions. The securities of small and mid-capi

document of individual companies House Oversight Committee — Epstein Estate Records (Nov 2025)

particular industry sectors and/or general economic conditions. The securities of small and mid-capitalization companies involve

member Financial Industry Regulatory Authority (“FINRA”) / Securities Investor Protection Corporatio

document GS&Co. Brokerage services are provided by GS&Co. House Oversight Committee — Epstein Estate Records (Nov 2025)

member Financial Industry Regulatory Authority (“FINRA”) / Securities Investor Protection Corporation (“SIPC”). Brokerage services

Inc. As a broker dealer regulated by the Securities and Exchange Commission (“SEC”)

document Goldman Sachs Group House Oversight Committee — Epstein Estate Records (Nov 2025)

Inc. As a broker dealer regulated by the Securities and Exchange Commission (“SEC”)

and the small size of the securities markets in such countries coupled with a low volume of trading

document repatriating funds or enforcing contractual or other legal rights House Oversight Committee — Epstein Estate Records (Nov 2025)

and the small size of the securities markets in such countries coupled with a low volume of trading

investors in securities such as ADRs/GDRs

document the countries of domicile of the issuers of the securities and/or the jurisdiction in which these securities are traded. In addition House Oversight Committee — Epstein Estate Records (Nov 2025)

investors in securities such as ADRs/GDRs

only individual bonds and capital securities with specific recommendations

document referenced in the report with a different credit recommendation. Where there is no issuer credit recommendation House Oversight Committee — Epstein Estate Records (Nov 2025)

only individual bonds and capital securities with specific recommendations

regulated by the Securities and Futures Bureau; DSP

document Incorporated (Seoul Branch) regulated by the Financial Supervisory Service; Merrill Lynch (Taiwan): Merrill Lynch Securities (Taiwan) Ltd. House Oversight Committee — Epstein Estate Records (Nov 2025)

regulated by the Securities and Futures Bureau; DSP

regulated by the Securities and Exchange Board of India; PT Merrill Lynch (Indonesia): PT Merrill Ly

document Merrill Lynch (India): DSP Merrill Lynch Limited House Oversight Committee — Epstein Estate Records (Nov 2025)

regulated by the Securities and Exchange Board of India; PT Merrill Lynch (Indonesia): PT Merrill Lynch Indonesia

KinderCare contemplated an offering of income deposit securities. Costs here reflect the costs

document ® In 2004 House Oversight Committee — Epstein Estate Records (Nov 2025)

KinderCare contemplated an offering of income deposit securities. Costs here reflect the costs

not Securities • Monetary Authority of Singapore

document Singapore Assets House Oversight Committee — Epstein Estate Records (Nov 2025)

not Securities • Monetary Authority of Singapore

ETNs or commodities futures-linked ETFs before investing. These types of securities may

document You should understand the risks associated with leveraged or inverse ETFs House Oversight Committee — Epstein Estate Records (Nov 2025)

ETNs or commodities futures-linked ETFs before investing. These types of securities may

which means that the value of the securities may go up or down in respect to the prospects of

document • Equity Investments. Equity investments are subject to market risk House Oversight Committee — Epstein Estate Records (Nov 2025)

which means that the value of the securities may go up or down in respect to the prospects of

without previous registration of such fund's securities in compliance with the laws of the

document solicitation. The Fund may not be publicly offered in any Latin American country House Oversight Committee — Epstein Estate Records (Nov 2025)

without previous registration of such fund's securities in compliance with the laws of the