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Compliance Program Case Study
document IMAGES-007-HOUSE_OVERSIGHT_022563.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

…SEC actions relating to a financial institution’s real estate transactions with a government agency in China illustrate the benefits of implementing and enforcing a comprehensive risk-based compliance program. The case involved a joint venture real estate investment in the Luwan...

What Are the Different Types of
document IMAGES-007-HOUSE_OVERSIGHT_022576.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

RESOLUTIONS What Are the Different Types of Resolutions with DOJ? Criminal Complaints, Informations, and Indictments Charges against individuals and companies are brought in three different ways under the Federal Rules of Criminal Procedure: criminal complaints, criminal infor...

San Diego, California
document IMAGES-008-HOUSE_OVERSIGHT_024778.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

…udz ee Re me San Diego, California www.brewbudz.us Brewbudz is a manufacturer of branded canna- bis-infused products. The company develops cannabis-infused coffee, tea and cocoa pods that can be used in Keurig® systems. Its products are available in select dispensaries in Nevad...

This research note is provided by Eurizon SLJ Capital Limited, a Limited Company with Company Number
document IMAGES-009-HOUSE_OVERSIGHT_026646.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

…d with Registered Office Address 100 Brompton Road, SW3 1ER. Eurizon SLJ Capital Limited is authorised and regulated by the Financial Conduct Authority (“FCA”). This commentary has been prepared by a member of Eurizon SLJ Capital Limited and may not be reproduced, redistributed...

Flower and Concentrates
document IMAGES-008-HOUSE_OVERSIGHT_024814.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

ACKRELL CAPITAL THE GREEN FIELD 2018 Consumer Products Flower and Concentrates oshatan iene FRESH cicct A prereryayrenye as MEDICINALS a dama ~~ Greenoor’ (TOPHMAARMS ots ae wifi ‘ao — hs WINK a “a a. Le son _— Ne eae ik Rake: oa can SHANGO ~~ an 1 AR eee [ost vere] FARE S wy...

Fwd: Why Palm Beach, Florida Is The 'New Greenwich' For Wall Streeters
email TEXT-002-HOUSE_OVERSIGHT_033157.txt Jan 21, 2014 House Oversight Committee — Epstein Estate Records (Nov 2025)

From: Sent: 1/21/2014 10:51:27 PM To: [email protected] Subject: Fwd: Why Palm Beach, Florida Is The 'New Greenwich' For Wall Streeters Attachments: Business_Insider.jpg; dujour.jpg; padddleboard-florida-beach-2.jpg Importance: High -----Original Message----- From: BRYAN SUBO...

Global Cross Asset Strategy – Year Ahead
document TEXT-001-HOUSE_OVERSIGHT_014432.txt Nov 30, 2016 House Oversight Committee — Epstein Estate Records (Nov 2025)

Global Cross Asset Strategy – Year Ahead The Trump inflection Investment Strategy 30 November 2016 Corrected Key takeaways • Market response to Trump is logical but moves have been frontloaded. We now see USD & rates only modestly higher next year. • We see higher growth and inf...

Chart 78: What do you believe will be the structure of the payments industry in 5-7 years?
document IMAGES-002-HOUSE_OVERSIGHT_014367.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

Chart 78: What do you believe will be the structure of the payments industry in 5-7 years? 80% 60% 40% 20% 0% Dominated by large Controlled by large Controlled bysavvy Dominated by dynamic incumbent payment incumbent institutions tech companies eco-system of savvy brands en...

New Leaf’s investment strategy is differentiated in the venture capital industry in terms of its
document IMAGES-007-HOUSE_OVERSIGHT_024042.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

V. NEW LEAF VENTURE PARTNERS INVESTMENT STRATEGY New Leaf’s investment strategy is differentiated in the venture capital industry in terms of its sector focus, specific approaches within each sector, and the depth of experience and long-term track record that supports each eleme...

returns, and might be liable for U.S. tax in excess of the amount collected by withholding
document IMAGES-007-HOUSE_OVERSIGHT_024092.txt Jul 1, 2014 House Oversight Committee — Epstein Estate Records (Nov 2025)

returns, and might be liable for U.S. tax in excess of the amount collected by withholding. Similarly, Non-U.S. Partners could become subject to U.S. federal income tax and tax return filing obligations, as a result of transfers of their Limited Partner Interests at a time when t...

Filer's Name Page Number
document IMAGES-001-HOUSE_OVERSIGHT_010641.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

…Value reported reflects bank account holding only. DT VENTURE II LLC Value reported reflects bank account holding only. THE ACCOMPANYING SCHEDULE (PART 2- EXHIBIT A} 1S AN INTEGRALPART OF THE ABOVE AND SHOULD BE READ IN CONJUNCTION THEREWITH. Gapsin numerical sequence are due to...

Images 007 House Oversight 024433
document IMAGES-007-HOUSE_OVERSIGHT_024433.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

Table of Contents 1. EXECUTIVE SUMMARY 19 2. SUMMARY TERMS OF THE TRANSACTION 27 3. USE OF PROCEEDS 39 4. CAPITALIZATION 40 5. SUMMARY FINANCIAL DATA ~ 42 6. RISK FACTORS 44 7. DISTRIBUTION POLICY 60 8. INDUSTRY OVERVIEW 61 9. KNOWLEDGE UNIVERSE EDUCATION (“KUE”) 73 10. MANAGEME...

France maintains a negative trade balance with China and Chinese companies have
document IMAGES-006-HOUSE_OVERSIGHT_020618.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

…e maintains a negative trade balance with China and Chinese companies have not invested much in France compared to what they’ve poured into Germany, Italy, and the United Kingdom. Chinese investors reduced investments during the 2016-17 presidential campaign and have also met wit...

published today in Nature Physics, is that spatial networks are necessarily dependent on any number
document IMAGES-005-HOUSE_OVERSIGHT_019419.txt House Oversight Committee — Epstein Estate Records (Nov 2025)

…ecessarily dependent on any number of critical nodes whose failure can lead to abrupt — and unpredictable — collapse1. The electric grid, which operates as a series of networks that are defined by geography, is a prime example, says Havlin. “Whenever you have such dependencies i...