Person named in the records

Daniel G. Viola

Named in 3 passages across 2 documents.

Mentions of Daniel G. Viola in the public Epstein records, with citations.

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Being named in these documents is not an accusation or evidence of wrongdoing. This page reflects only what the public records literally contain, with citations to the original sources.

Where Daniel G. Viola appears

3 total

NRA RELEASE 2017 EXAM PRIORITIES BY DANIEL G. VIOLA The Securities and Exchange Commission (“SEC”) released their Exam Priorities for 2017. The SEC’s 2017 priorities are organized around the following areas: (1) examining matters of importa...

Edited by Yelena Maltser • [email protected] TEXT-001-HOUSE_OVERSIGHT_019856.txt p.1 View source release ↗

of companies and individuals. He has handled investigations covering a wide-range of securities law issues before the SEC, FINRA, CFTC, CFE/CBOE, and CME. He has also handled precedent-setting cases addressing corporate governance, includin...

Edited by Yelena Maltser • [email protected] TEXT-001-HOUSE_OVERSIGHT_019856.txt p.1 View source release ↗

ure at the SEC, Mr. Viola worked on sev- eral compliance inspection projects and enforcement actions involving examinations of registered invest- ment advisers, ensuring compliance with federal and state secutities laws. Mr. Viola’s examina...

Supreme Court Rejects Newman Requirement of “Pecuniary or Similarly Valuable” Personal IMAGES-005-HOUSE_OVERSIGHT_019857.txt p.1 View source release ↗

Also named alongside

Donald Trump Obama Columbia University U.S. Securities and Exchange Commission Northwestern University Ron S. Geffner Securities and Exchange Commission Sadis & Goldberg Yehuda Braunstein Dodd-Frank Wall Street Reform and Consumer Protection Act DOL Rule University of Notre Dame

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